Michael KitcesAre Robo-Advisors Actually An Unregistered Investment Company… Along With Some Human RIAs, Too?Traditionally, a registered investment adviser is in the business of providing investment advice to others, while a registered investment…Feb 29, 2016Feb 29, 2016
Michael KitcesReinventing The Broker-Dealer Business Model To Survive A DoL Fiduciary FutureThe modern broker-dealer structure was created in the aftermath of the Crash of 1929, as the Securities Exchange Act of 1934 set forth new…Feb 16, 20161Feb 16, 20161