Cory RobersonPPP Loan Disclosures, Form CRS, and COVID-Driven filing extensionsBy Cory Roberson, Principal of FIN Compliance, Lancer, VenturesMay 25, 2020May 25, 2020
Cory Roberson2020 — SEC Cybersecurity Exam Observations/RecommendationsCory Roberson, Principal FIN Compliance/LancerFeb 5, 2020Feb 5, 2020
Cory Roberson2020 — SEC Examination Priorities — What It means For Firms?Cory Roberson, Principal FIN ComplianceJan 8, 2020Jan 8, 2020
Cory RobersonRisk Alert — Compliance examinations for Mutual Funds, Advisors, and Target FundsDavid McNeal, Contributor, My Compliance BlogJan 8, 2020Jan 8, 2020
Cory RobersonFIN Lancer — Our Project & Task Management SystemBy Cory Roberson, Principal of FIN Compliance, Lancer, VenturesOct 24, 2019Oct 24, 2019
Cory RobersonFIN Compliance partners with WIN Collective to boost practice management offeringsBy Cory Roberson, Principal of FIN Compliance, Lancer, VenturesOct 13, 2019Oct 13, 2019
Cory RobersonAdvisor — Deal Flow, Partnerships, Succession Plans, and Sustainability.By David McNeal, Contributor of My Compliance BlogSep 28, 2019Sep 28, 2019
Cory RobersonRisk Alert: Compliance, Supervision, and Disclosure of Conflicts of InterestBy Cory Roberson, Principal of FIN Compliance, Lancer, Ventures By David McNeal, Contributor of My Compliance BlogSep 4, 2019Sep 4, 2019
Cory RobersonCFP Board — New Standards of Conduct coming Oct 1, 2019By David McNeal, Contributor of My Compliance BlogJul 6, 2019Jul 6, 2019
Cory RobersonAlert: SEC Adopts Regulation B-I and Form CRS — Implications?Cory Roberson, Principal of FIN Compliance and FIN LancerJul 6, 2019Jul 6, 2019
