Indexing and Hashing in DBMS

Huzaifa Asif
4 min readAug 27, 2023

Introduction

In the ever-evolving world of data management, efficient access and retrieval of information lie at the heart of a well-designed database system. Two powerful techniques, Indexing and Hashing, have emerged as key players in optimizing database performance. We will discuss Indexing and Hashing, exploring their unique strengths, use cases, and why they are essential components for any high-performance database.

Section 1: Indexing in DBMS

Indexing serves as a gateway to rapid data retrieval in a database. Its primary objective is to reduce the number of disk accesses required when processing queries, making it a valuable asset for improving database performance. How does it work?

When an index is created for a particular field in a database table, it generates a specialized data structure that holds the field value alongside a pointer to its corresponding record. These indexes can be developed using one or more columns from the table, enabling rapid access to data without the need for time-consuming full table scans.

Types of Indexing

  1. Ordered Indexing: This type of indexing maintains a sorted order of index entries based on the indexed field, making range queries and searching much faster.
  2. Primary Indexing: The primary index is based on the primary key of the table and provides a direct link to the actual data.
  3. Secondary Indexing: Unlike primary indexing, this type creates indexes on non-primary key fields, enhancing the search capabilities of the database.
  4. Clustered Indexing: In clustered indexing, the data in the table is physically sorted based on the indexed field, leading to improved query performance for certain scenarios.

Section 2: Hashing in DBMS

Hashing revolves around using mathematical functions, known as hash functions, to calculate direct locations of data records on a disk. But how is it different from Indexing, and why is it an invaluable asset for specific database tasks?

Unlike Indexing, Hashing doesn’t rely on index structures to access data. Instead, it generates unique addresses for data records using hash functions, which take search keys as parameters. This direct calculation of data locations on the disk allows for faster retrieval, making Hashing an ideal choice for large databases.

Types of Hashing:

  1. Static Hashing: In static hashing, a fixed number of buckets is allocated to store data records. While it provides a straightforward approach, it may lead to underutilization or overflow of buckets.
  2. Dynamic Hashing: To address the limitations of static hashing, dynamic hashing adapts the number of buckets dynamically as data grows or shrinks, ensuring efficient space utilization.

Section 3: Indexing vs Hashing

Each technique, Indexing, and Hashing, possesses its unique strengths that cater to different use cases in the database world. Let’s compare them against each other.

Data Retrieval Speed

  • Indexing: With its pre-organized data structures, Indexing offers faster data retrieval, especially for range queries and ordered records.
  • Hashing: Thanks to its direct calculation of data locations, Hashing outperforms Indexing when searching for specific items, especially in large databases.

Storage Efficiency

  • Indexing: While Indexes provide optimized search, they come with the cost of additional storage space.
  • Hashing: Hashing uses a dynamic allocation of buckets, ensuring better storage efficiency, particularly for databases with varying data sizes.

Database Size

  • Indexing: Indexing works well for small to medium-sized databases where the additional storage overhead is manageable.
  • Hashing: Hashing shines in large databases, where it scales efficiently and maintains performance even with massive datasets.

Complexity

  • Indexing: The complexity of Indexing increases with the number of indexes and their size, potentially affecting performance.
  • Hashing: Hashing offers a simpler and more straightforward method for data retrieval, reducing complexity for certain scenarios.

Section 4: Indexing Use Cases and Best Practices

As we’ve seen, both Indexing and Hashing have their time and place in the database landscape. Let’s explore some real-world use cases and best practices to harness their full potential

Indexing Use Cases

  1. Online Transaction Processing (OLTP) Systems: Indexing is well-suited for OLTP systems, where rapid data retrieval is essential for handling numerous concurrent user requests.
  2. Range Queries: When dealing with queries involving a range of values, ordered indexing can significantly speed up search times.
  3. Primary and Secondary Key Lookups: Indexing primary and secondary keys provide a direct path to essential data records.

Best Practices:

  1. Limit the Number of Indexes: Too many indexes can lead to increased storage requirements and performance overhead. Identify critical fields and create indexes accordingly.
  2. Regular Maintenance: Periodically analyze and rebuild indexes to ensure optimal performance as data changes over time.

Section 5: Hashing Use Cases and Best Practices

Hashing, with its unique approach to data retrieval, offers distinct advantages in specific scenarios:

Hashing Use Cases

  1. Large Databases: Hashing excels in large databases, where its direct location calculation ensures fast access to records without the need for complex index structures.
  2. Searching Unsorted Data: When data is unsorted, Hashing can still efficiently retrieve desired items, whereas Indexing may require additional sorting operations.

Best Practices:

  1. Careful Hash Function Selection: Choose hash functions carefully to minimize the risk of hash collisions and maintain data integrity.
  2. Dynamic Hashing: In dynamic databases, opt for dynamic hashing to adapt the number of buckets as data grows or shrinks, optimizing storage utilization.

Conclusion

Indexing and Hashing play crucial roles in database management, offering unique advantages to cater to different scenarios. Indexing proves invaluable in optimizing small to medium-sized databases, while Hashing shines in larger databases where rapid data retrieval and storage efficiency are paramount.

As database architect or developer, understanding the strengths and best practices of Indexing and Hashing empowers us to design high-performance systems that efficiently manage and retrieve vast amounts of information. By leveraging the power of these two techniques, we can unlock the full potential of our databases and provide seamless and rapid access to data for our users and applications.

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Huzaifa Asif

7 years experienced Solution Architect / Engineering Lead, proficient in many platforms and tools, focused on delivering business value through quality software