prasanna kumar
3 min readAug 9, 2023

Data Engineering — Horizontal vs Vertical Scaling

https://www.veritis.com/blog/vertical-scaling-vs-horizontal-scaling-which-one-should-you-opt-for/

Horizontal and vertical scaling are two approaches to increasing the capacity and performance of a system, including big data systems. Let’s explore the differences between them in the context of big data, provide a visual representation, and cover interview questions along with answers:

Horizontal Scaling:

Horizontal scaling, also known as scaling out, involves adding more machines or nodes to a system to handle increased load. Each new machine works independently, distributing the workload across multiple units. This approach is suitable for scenarios where the workload can be divided and processed in parallel.

Advantages of Horizontal Scaling:

  • Improved fault tolerance: If one node fails, others can continue functioning.
  • Better utilization of resources: Resources are added incrementally, minimizing wastage.
  • Linear scalability: Performance increases proportionally with the addition of nodes.

Vertical Scaling:

Vertical scaling, also known as scaling up, involves upgrading the resources (CPU, RAM, etc.) of an existing machine to handle more load. This approach is suitable for scenarios where the workload is not easily divided or requires extensive memory resources.

Advantages of Vertical Scaling:

  • Simplified management: Fewer machines to manage.
  • Potential for better single-threaded performance.
  • Easier resource allocation.

Other useful links:

https://www.nops.io/blog/horizontal-vs-vertical-scaling/#:~:text=The%20primary%20difference%20between%20horizontal,.)%20to%20an%20existing%20machine.

Interview Questions and Answers:

What is horizontal scaling, and how does it work in big data contexts?

  • Answer: Horizontal scaling involves adding more machines to distribute the workload. In big data, this means adding more nodes to a cluster, enabling parallel processing for improved performance.

Explain vertical scaling and its role in big data systems.

  • Answer: Vertical scaling involves upgrading the resources of a single machine. In big data, this can mean increasing the memory or processing power of a node to handle larger datasets.

When might you choose horizontal scaling over vertical scaling in big data scenarios?

  • Answer: Horizontal scaling is preferred when workloads can be divided into smaller tasks for parallel processing, such as distributed data processing or analytics.

What benefits does horizontal scaling offer in terms of fault tolerance and resource utilization?

  • Answer: Horizontal scaling improves fault tolerance because if one node fails, others can continue processing. Resource utilization is better as you can add resources incrementally as needed.

In which situations would vertical scaling be more appropriate in the context of big data?

  • Answer: Vertical scaling is suitable when the system’s workload is not easily parallelizable or requires substantial memory resources, such as running complex in-memory analytics.

How does horizontal scaling affect system complexity and management in big data environments?

  • Answer: Horizontal scaling can introduce complexity due to managing a larger number of nodes. However, it offers the advantage of easier resource allocation and expansion.

Discuss the scalability limitations of both horizontal and vertical scaling.

  • Answer: Horizontal scaling can encounter limitations in terms of network communication overhead and data synchronization. Vertical scaling may eventually reach hardware limits and become cost-prohibitive.

What role does cloud computing play in enabling both horizontal and vertical scaling for big data systems?

  • Answer: Cloud platforms allow easy provisioning of both horizontal and vertical resources. For horizontal scaling, new instances can be added. For vertical scaling, instance types can be upgraded.

Explain how a distributed big data processing framework like Hadoop benefits from horizontal scaling.

  • Answer: Hadoop’s MapReduce paradigm thrives on parallel processing. Horizontal scaling enables Hadoop clusters to distribute data and tasks across nodes, speeding up data processing.Can horizontal and vertical scaling be combined? If so, in what scenarios?

Can horizontal and vertical scaling be combined? If so, in what scenarios?

  • Answer: Yes, they can be combined. This is known as “scaling out and up.” For instance, in big data, you might add more nodes (horizontal) and also upgrade the resources of those nodes (vertical) to meet growing demands.

Understanding the trade-offs between horizontal and vertical scaling is crucial when designing and optimizing big data systems. Different scenarios may warrant one approach over the other, or a combination of both, to achieve the desired performance and scalability.

prasanna kumar

CS Grad @IU Bloomington, USA [ Exploring opportuniries currently in the field of Data engineering/ Software Development/ ]