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Ryan Smith

Ryan Smith

With Apologies to George Carlin | Practus, LLP

George Carlin was one of the best. Not only did he help Alex Winter and Keanu Reeves save the world, but also put together the authority on…

Oct 18, 2022

With Apologies to George Carlin | Practus, LLP

Oct 18, 2022

Ryan Smith

Expungement? Not So Fast, My Friend | Practus, LLP

This Is The Business We’ve Chosen

Aug 31, 2022

Expungement? Not So Fast, My Friend | Practus, LLP

Aug 31, 2022

Ryan Smith

Finding Balance As A Lawyer, Part 4: Equipment | Practus, LLP

An Ode to Curly and Work-Life Balance, Part 4: Equipment

Aug 15, 2022

Finding Balance As A Lawyer, Part 4: Equipment | Practus, LLP

Aug 15, 2022

Ryan Smith

Finding Balance As A Lawyer, Part 3: Service | Practus, LLP

An Ode to Curly and Work-Life Balance: Service

Jul 18, 2022

Finding Balance As A Lawyer, Part 3: Service | Practus, LLP

Jul 18, 2022

Ryan Smith

Is the Past Prologue? FINRA Permits Remote Inspections . . . For Now | Practus, LLP

On July 1, FINRA amended Rule 3110.17 to allow broker-dealers to remotely inspect offices of supervisory jurisdiction (OSJs), branch…

Jul 14, 2022

Is the Past Prologue? FINRA Permits Remote Inspections . . . For Now | Practus, LLP

Jul 14, 2022

Ryan Smith

Finding Balance As A Lawyer, Part 2: Fitness | Practus, LLP

An Ode to Curly and Work-Life Balance: Fitness & Health

Jun 23, 2022

Finding Balance As A Lawyer, Part 2: Fitness | Practus, LLP

Jun 23, 2022

Ryan Smith

Digital Assets: Not Quite the “Wild West” | Practus, LLP

Last week Congress received a bill that would grant the Commodity Futures Trading Commission, not the Securities and Exchange Commission…

Jun 12, 2022

Digital Assets: Not Quite the “Wild West” | Practus, LLP

Jun 12, 2022

Ryan Smith

Finding Balance As A Lawyer, Part 1: Food & Happiness | Practus, LLP

An Ode to Curly and Work-Life Balance, Part 1: Food

Jun 7, 2022

Finding Balance As A Lawyer, Part 1: Food & Happiness | Practus, LLP

Jun 7, 2022

Ryan Smith

Cowboy Curly, Mitch and Work-Life Balance | Practus, LLP

All of my commentary to this point has concerned matters involving broker-dealers, registered investment advisers and their associates. It…

May 28, 2022

Cowboy Curly, Mitch and Work-Life Balance | Practus, LLP

May 28, 2022

Ryan Smith

FINRA’s Expectations of the Broker-Dealer Industry

FINRA issued Regulatory Notice 22–11 in April to remind broker-dealers of their obligations in the sale of alternative mutual funds to…

May 16, 2022

FINRA’s Expectations of the Broker-Dealer Industry

May 16, 2022

Ryan Smith

Ryan Smith

I represent broker-dealers, registered investment advisers and their associates. Find me at https://practus.com/attorney/ryan-p-smith/ & http://ryanpsmith.com.

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