Tritaurian Capital
Jul 11 · 2 min read

NEW YORK, New York, July 11, 2019 — Tritaurian Capital, Incorporated (“Tritaurian” or the “Company”) today announced that it believes it has become the first non-ATS U.S. broker/dealer to receive approval for the sale of digital private placement securities using distributed ledger technology, also known as blockchain technology.

Commenting on the approval, William B. Heyn, CEO of Tritaurian, stated, “This is a pivotal moment for the financial industry. We at Tritaurian firmly believe that blockchain technology represents the future of the securities and the financial world, providing safe, secure and fair transactions for all investors. FINRA and SEC Staff and Tritaurian spent tremendous amounts of time on productive discussions working through the finer points of distributed ledger technology and how it would impact the sale of securities in the United States. We cannot thank the Staff enough for having the diligence and foresight to see this process through with us.”

Mr. Heyn continued, “We would also like to acknowledge the pivotal role played in this application process by Ken Norensberg, Managing Director of Luxor Financial Group. Without his assistance we would never have been able to bring this process to a successful conclusion.”

Digital securities are an emerging, yet rapidly evolving, implementation of distributed ledger technology with the potential to improve record keeping, transparency and efficiency and, ultimately, increase access and decrease costs for securities investors.

For further information on Tritaurian, please visit our website directly at: or email us at

About Tritaurian Capital

Tritaurian Capital is a FINRA registered investment bank providing specialized private placement financing and mergers and acquisitions advisory. By capitalizing on the background of its principals in investment banking and entrepreneurial company growth, Tritaurian examines every angle and opportunity for its clients in order to provide the highest quality financial advice and service. Tritaurian specializes in innovative transactions based on sound financial counsel across a wide range of financing products, including blockchain and digital security solutions.

About Luxor Financial Group

Luxor Financial Group (“LFG”) is a compliance and business development firm specializing in merger and acquisitions of regulated entities. LFG brings a high level of experience to complex regulatory filings including FINRA Membership Applications. Additionally, LFG provides day-to-day operational assistance and business development platforms and works closely with management teams to ensure compliance with the various securities rules and regulations.

For further information, please contact:

William B. Heyn

Tritaurian Capital, Incorporated

Tel: 212–249–1827



Ken Norensberg

Luxor Financial Group, Inc.

Tel: 888–521–8858


Tritaurian Capital

Written by

FINRA registered investment bank providing specialized private placement financing and M&A advisory with a focus on FinTech and blockchain technology