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The Evolution of Silicon in Li-ion Batteries

This article is contributed by Singyuk Hou

  • While a graphite anode works by intercalating lithium into the interstices between the layer structure, a silicon anode reacts with lithium via intermetallic alloying, which gives silicon the potential to store ten times more lithium than graphite for a 30% increase in the energy density of the cell.

Often referred to by chemists as a sibling of carbon, silicon not only serves as the canvas for transistors in microfabrication and the workhorse of solar panels in photovoltaics but also holds incredible potential as an anode material for Li-ion batteries. Despite its long history in development, silicon, the second most abundant element on earth, has only recently started gaining traction in the battery industry as an anode material.

Lithium-silicon alloy on the benches

Li reacts with silicon via intermetallic alloying, in which the structure of silicon is continuously modified to accommodate the Li as if dissolving sugar in water, whereas graphite provides a rigid structure that only houses Li in the space in between the graphite layers. The nature of the alloying reaction allows silicon to store ten times more Li than graphite with the same weight, which translates to at least a 30% increase in the energy density of the batteries. This potential for higher energy density has motivated the study of silicon anodes since day one.

The first use of the Li-silicon alloy in electrochemical cells was reported by General Motors in 1976, seven years earlier than the first use of a graphite anode [1], [2]. The study demonstrated a reversible reaction between Li and silicon, with around 80% material utilization for hundreds of cycles. These results were obtained in molten salt electrolytes at 400–600 °C, a temperature high enough to almost melt the alloy. For the next 10 to 15 years, silicon was primarily considered for use as an anode material for high-temperature batteries [3]. Graphite, on the other hand, was successfully developed as a Li host at ambient temperature in 1990 [4] and almost immediately commercialized between 1991 and 1994, beginning its reign in modern Li-ion batteries and consumer electronics.

Nano-sizing and amorphization

While silicon was being overshadowed by graphite as an anode material, silicon also had its own issues to contend with.

Specifically, silicon expands by nearly 3 times in volume during alloying and the silicon particles simply cannot accommodate the stress brought forth by this volume expansion without breaking into pieces, as described by Huggins from Stanford in 1989 [5].

Things are different at the nanoscale, however. Starting in 1994, Jeff Dahn at Simon Fraser University led several studies to place nano-sized silicon in carbon matrices [6]. Although the silicon occupied a very small portion of the material, these studies demonstrated the viability of using nanosized silicon as an anode at ambient temperatures, thus inspiring a new branch of structural engineering. In 1998, Wang from Zhejiang University was the first to make silicon nanoparticles for use in anodes without a carbon matrix through ball milling [7], and in 1999 Li from the Chinese Academy of Science synthesized silicon nanoparticles using a molecular precursor [8]. Both demonstrated reversible reactions with Li at room temperature. In 2003, researchers from Carnegie Mellon University and Seoul National University independently showed even better cycling performance using amorphous silicon in nanometer-thick, thin-film electrodes [9], [10].

From 2000 to 2010, research on silicon took off. More and more reports from research institutions demonstrated promising lifetime through nanosizing, amorphization, restricting expansion, or a combination of these techniques. Some of the inventions, such as silicon nanowires [11] and nanoparticles, led to start-ups like Amprius and Sila Nanotechnologies that are still seeking to commercialize silicon-based anode technologies.

Back to micron-size: multinary alloys

Although commercialization is seemingly close at hand, several concerns remain. First, nanosized or amorphous silicon is often made from expensive silicon-containing precursors rather than cheap and widely available silica. Also, nanosizing reduces the packing density of silicon, and the corresponding advantages in energy density.

Another strategy, multinary alloying, has yielded promising outcomes for micron-sized silicon-based materials. Adding other inert atoms alters the mechanical and electrical properties of the silicon alloys and can reduce the volume expansion. Several silicon-based anode materials developed by the battery industry have followed this strategy, including a transition metal-doped silicon from 3M Company patented in 2014 [12], a series of metal-doped silicon and silicon oxides from LG Chem patented between 2002 and 2021 [13], and the silicon monoxide from BTR New Material Group patented between 2013 and 2022 [14].

Can binder and electrolyte bring metallurgical-grade and micron-sized silicon back to the game?

Tesla has long been a proponent of the silicon anode. At the 2020 Battery Day, CEO Elon Musk put metallurgical-grade (MG) silicon on the company’s production timeline [15]. MG silicon, a product of silica reduction, is 98–99% pure, far below the grade for microfabrication but at a price of only a couple of dollars per kilogram and with an annual production of several million tons. This technology, therefore, has the potential to be disruptive in reducing the cost of the silicon anode. A patent entitled “Large-format battery anodes comprising silicon particles” was transferred from Colorado-based startup SiLion to Tesla in October 2021 and hints at the utilization of a conductive polymer coating to stabilize the silicon [16].

Figure 1. The major IP players in different segments of batteries with silicon-based anodes [17].

Other battery manufacturers worldwide have also taken action. According to Research and Market, LG Chem, Samsung, Panasonic/Sanyo, Sony, ATL, CATL, Guoxuan High-tech, and BTR, among others, have been filing patents focused not only on silicon but also on binders and electrolytes to better accommodate the material (Figure 1) [17]. In academia, several research groups, such as Cui and Bao from Stanford [18], Choi from Seoul National University [19], and Wang from the University of Maryland [20], have even reported stable cycling of micron-sized silicon simply by changing the binder or electrolyte. These studies suggest that the silicon-binder or silicon-electrolyte interfaces, overlooked in the early stages of research, may play a critical role.

Figure 2. The number of patents filed for major anode materials in Li-ion batteries over years [21].

Although silicon was eclipsed by graphite in the early 1990s, both industry and academia remain committed to the material. The number of patents has increased every year since 1990, and silicon alloys remain the second most studied anode material after carbon (Figure 2) [21]. Driven by the demand for high-energy batteries, the era of silicon will surely arrive.


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[10] Maranchi, J. P., A. F. Hepp, and P. N. Kumta. “High capacity, reversible silicon thin-film anodes for lithium-ion batteries.” Electrochemical and solid-state letters 6, no. 9 (2003): A198.

[11] Chan, Candace K., Hailin Peng, Gao Liu, Kevin McIlwrath, Xiao Feng Zhang, Robert A. Huggins, and Yi Cui. “High-performance lithium battery anodes using silicon nanowires.” Nature Nanotechnology 3, no. 1 (2008): 31–35.

[12] Christensen, Leif, and Kevin W. Eberman. “High capacity lithium-ion electrochemical cells and methods of making same.” U.S. Patent Application 14/353,791, filed October 9, 2014.

[13] (A) Lee, Jin-Young, and Kyoung-hee Lee. “Lithium secondary battery and a method for preparing the same.” U.S. Patent 7,678,504, issued March 16, 2010. (B) Lee, Sung-Man, Heon Young Lee, and Moon Ki Hong. “Negative active material containing silicon particles for a lithium secondary battery and a method for preparing the same.” U.S. Patent 8,795,890, issued August 5, 2014. © Jung, Dong-Sub, Hye-Min Ji, Je-Young Kim, Ki-Tae Kim, and Yong-Ju Lee. “Anode active material for lithium secondary battery and lithium secondary battery having the same.” U.S. Patent 9,203,085, issued December 1, 2015. (D) Lee, Yong Ju, Soo Jin Park, Hye Ran Jung, Jung In Lee, Je Young Kim, Mi Rim Lee, and Jae Phil Cho. “Silicon-based anode active material and secondary battery comprising the same.” U.S. Patent 9,780,357, issued October 3, 2017. (E) Lee, Yong Ju, Jun Sik Ham, Sung Man Lee, Rae Hwan Jo, Eun Kyung Kim, Je Young Kim, Hong Kyu Park, Jung Woo Yoo, and Mi Rim Lee. “Anode active material and method of preparing the same.” U.S. Patent 10,153,484, issued December 11, 2018. (F) Matsubara, Keiko, and Yoshiyuki Igarashi. “Anode material for secondary battery and non-aqueous electrolyte secondary battery using the same.” U.S. Patent 10,862,115, issued December 8, 2020. (G) Shin, Sun-Young, Dong-hyuk Kim, Yong-Ju Lee, J. O. Rae-Hwan, and Je-Young Kim. “Negative electrode active material, negative electrode including the same and lithium secondary battery including the same.” U.S. Patent Application 16/642,165, filed March 11, 2021. (H) Choi, Jung Hyun, Dong Hyuk Kim, Yong Ju Lee, Eun Kyung Kim, and Rae Hwan Jo. “Negative electrode active material having an intermediate layer and carbon coating layer, negative electrode including the same, and secondary battery including the negative electrode.” U.S. Patent 10,950,853, issued March 16, 2021. (I) Lee, Yong Ju, Rae Hwan Jo, Su Min Lee, Dong Hyuk Kim, and Se Mi Park. “Negative electrode active material for lithium secondary battery and preparation method thereof.” U.S. Patent Application 16/764,641, filed December 24, 2020. (J) Park, Se Mi, Yong Ju Lee, and Su Min Lee. “Silicon-based composite, negative electrode comprising the same, and lithium secondary battery.” U.S. Patent Application 17/265,758, filed June 3, 2021. (K) Oh, Il Geun, Yong Ju Lee, and Su Min Lee. “Negative electrode active material, negative electrode including the negative electrode active material, secondary battery including the negative electrode, and method of preparing the negative electrode active material.” U.S. Patent Application 17/252,431, filed August 19, 2021.

[14] (A) Ren, Jianguo, Dexin Yu, and Min Yue. “Silicon monoxide composite negative electrode material used for lithium ion battery, the preparation method thereof and a lithium ion battery.” U.S. Patent 10,170,754, issued January 1, 2019. (B) Qu, Lijuan, D. E. N. G. Zhiqiang, Chunlei Pang, Jianguo Ren, and H. E. Xueqin. “Anode material, preparation method thereof and lithium ion battery.” U.S. Patent Application 17/623,170, filed August 18, 2022.

[15] Tesla Battery Day Presents Challenges for Engineers. Retrieved from: .

[16] Evans, Tyler, and Daniela Molina Piper. “Large-format battery anodes comprising silicon particles.” U.S. Patent Application 16/340,823, filed August 29, 2019.

[17] Silicon Anode for Li-ion Batteries Patent Landscape 2022. Retrieved from

[18] Wang, Chao, Hui Wu, Zheng Chen, Matthew T. McDowell, Yi Cui, and Zhenan Bao. “Self-healing chemistry enables the stable operation of silicon microparticle anodes for high-energy lithium-ion batteries.” Nature Chemistry 5, no. 12 (2013): 1042–1048.

[19] Choi, Sunghun, Tae-woo Kwon, Ali Coskun, and Jang Wook Choi. “Highly elastic binders integrating polyrotaxanes for silicon microparticle anodes in lithium ion batteries.” Science 357, no. 6348 (2017): 279–283.

[20] Chen, Ji, Xiulin Fan, Qin Li, Hongbin Yang, M. Reza Khoshi, Yaobin Xu, Sooyeon Hwang et al. “Electrolyte design for LiF-rich solid–electrolyte interfaces to enable high-performance microsized alloy anodes for batteries.” Nature Energy 5, no. 5 (2020): 386–397.

[21] Sick, Nathalie, Oliver Krätzig, Gebrekidan Gebresilassie Eshetu, and Egbert Figgemeier. “A review of the publication and patent landscape of anode materials for lithium ion batteries.” Journal of Energy Storage 43 (2021): 103231.

Singyuk Hou holds a PhD from the University of Maryland, College Park and is currently a Battery Materials Scientist at Albemarle Corporation, a specialty chemicals company based in North Carolina and one of the largest suppliers of lithium for electric vehicle batteries.

Disclaimer: The views expressed herein are those of the author and do not necessarily reflect the views of Albemarle.

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