StartEngine Fined $350K by FINRA for Violations of Crowdfunding Laws in 2016-2018

The crackdown continues, and FINRA and the SEC are not messing around.

Photo by Marco Oriolesi on Unsplash

For much of the beginning years of the JOBS Act and equity crowdfunding, there seemingly weren’t any fines in the space. It seems this wasn’t because there weren’t violations, because FINRA and the SEC just…




Financial stability should be for everyone, and we are here for all things business, fiscal responsibility, personal growth, and building wealth.

Recommended from Medium

Raising a Seed Round — The Six Mistakes That You Should Avoid.

F* the Entrepreneurship Craze.

Startup Monday: Latest tech trends and news happening in the global startup ecosystem!


Proof of Impact is Hiring: Impact Origination Associate.

How Alane Boyd of BurgerFit Tackles The Extreme Work Life Balance Of Being A Woman Business Leader…

Rising Star Stephen Tyszka of Trubify On The Five Things You Need To Shine In The Music Industry

I Don’t Like My Business! Now What?

Get the Medium app

A button that says 'Download on the App Store', and if clicked it will lead you to the iOS App store
A button that says 'Get it on, Google Play', and if clicked it will lead you to the Google Play store
Caleb Naysmith

Caleb Naysmith

I am a Law School student, Army Officer, and I write about Startups and Equity Crowdfunding! Top Writer in VC, Investing, Innovation and Startups. 175,000 Views

More from Medium

Here Are My Best and Worst Performing Startup Investments From 2021

Portuguese Startup Scene Report 2021

We are a Venture Capital fund.

Brandon Brooks talking about venture capital

Before Investing in Crypto, You Need to Understand What DeFi Is and How It Works