Homepage
Open in app
Sign inGet started

Powering Dealmakers

PropTech, Just a Buzzword?

PropTech, Just a Buzzword?

PropTech, also known as ReTech (Real Estate Technology), is an innovative approach to real estate in which technology optimizes the way…
Go to the profile of Agostina Romero
Agostina Romero
Oct 15, 2021
RegTech: Shifting the Traditional Mindset

RegTech: Shifting the Traditional Mindset

RegTech (Regulatory Technology) is having a significant impact on regulatory compliance. It provides tech-based solutions to the growing…
Go to the profile of Agostina Romero
Agostina Romero
Sep 17, 2021
Blockchain in Supply Chain Management

Blockchain in Supply Chain Management

The pandemic has positively impacted the development of eCommerce and boosted the need for decentralized fulfillment centers in urban…
Go to the profile of Agostina Romero
Agostina Romero
Sep 10, 2021
Blockchain Overview: Let’s Dive into a Disruptive World!

Blockchain Overview: Let’s Dive into a Disruptive World!

Blockchain was first introduced over a decade ago and there has been quite a bit of buzz with this technology! It has become a…
Go to the profile of Agostina Romero
Agostina Romero
Aug 26, 2021
FINRA — Know Your Exams

FINRA — Know Your Exams

Thinking about becoming a licenced broker? There are a few steps you need to take in order to effectively establish yourself in the…
Go to the profile of Agostina Romero
Agostina Romero
Aug 20, 2021
ESG & Responsible Investing

ESG & Responsible Investing

Over the last several years the term “ESG” has risen to prominence. Investors are increasingly making deals that impact environmental…
Go to the profile of Agostina Romero
Agostina Romero
Aug 13, 2021
Dealmaker Space 2021: A Mid-Year Review

Dealmaker Space 2021: A Mid-Year Review

As the economy recovers and companies put money to work after holding off during the pandemic, dealmaking surged to record levels in the…
Go to the profile of Agostina Romero
Agostina Romero
Aug 2, 2021
Security Industry Trends: Fin-Update!

Security Industry Trends: Fin-Update!

New federal regulations mandate that all financial advisors place clients’ interests first when providing any and all investment advice.
Go to the profile of Yasaman Hakami
Yasaman Hakami
Jul 26, 2021
Artificial Intelligence: A New, Old Trend Transforming Financial Services

Artificial Intelligence: A New, Old Trend Transforming Financial Services

Never before has the concept of “in with the new” been more applicable to the broker-dealer than it is today. The artificial intelligence…
Go to the profile of Yasaman Hakami
Yasaman Hakami
Jul 19, 2021
Digitizing Regulation: Transforming Compliance

Digitizing Regulation: Transforming Compliance

“Highly effective and inexpensive compliance efforts” — is this a pipe dream?
Go to the profile of Yasaman Hakami
Yasaman Hakami
Jun 22, 2021
The importance of a well-functioning due diligence process

The importance of a well-functioning due diligence process

Finalis recognizes a painful reality of the private market dealmaking industry: all too often transactions fail due to failed due…
Go to the profile of Federico Baradello
Federico Baradello
Jun 10, 2021
How tech-enabled compliance streamlines the deal process end-to-end

How tech-enabled compliance streamlines the deal process end-to-end

Chicago-based investment bank Uplift Partners recently chose to partner with Finalis Securities as their broker-dealer. We spoke with…
Go to the profile of Federico Baradello
Federico Baradello
Oct 14, 2020
What’s the latest technology stack for the modern investment banker?

What’s the latest technology stack for the modern investment banker?

Finalis Securities is excited to spotlight one of our clients, Capital Clarity, on their approach to using the latest technology to win…
Go to the profile of Federico Baradello
Federico Baradello
Sep 22, 2020
About finalisLatest StoriesArchiveAbout MediumTermsPrivacy