Capital Markets | Securities Regulation

Artificial Unintelligence in Financial Markets

How two investment firms got a $400,000 reality check from the SEC

Kemal M. Lepschoque, LL.M.
Friendly Legal
Published in
4 min readMay 13, 2024

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Recently, the Securities and Exchange Commission (SEC), the agency that oversees the stock market, has been very active in creating new rules. Their attention is particularly focused on new technologies and protecting against cyber threats. They have been taking a closer look at digital currencies (aka, crypto), and also setting rules that require…

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Kemal M. Lepschoque, LL.M.
Friendly Legal

Lawyer | Traveller | Polyglot | 25 x Boosted ✨ adept at simplifying complex juridical concepts into human-friendly language & 60+ countries visited