Staney Joseph 🎖️Tokenized Securities: Reshaping Traditional Financial MarketsThe financial landscape is undergoing a significant transformation driven by the emergence of blockchain technology. One of the most…Feb 24
SEC Lawyer 101Form S-3 Registration For NASDAQ, NYSE and OTC Markets Public CompaniesRegistration Statements on Form S-3 is a short form registration statement under the Securities Act of 1933, as amended (the “Securities…Jan 25
AkyllesWHAT IS A SECURITY IN US LAW?In the United States, the term “security” is defined by federal law as any note, stock, treasury stock, bond, debenture, certificate of…Dec 30, 2022Dec 30, 2022
Ryan SmithWith Apologies to George Carlin | Practus, LLPGeorge Carlin was one of the best. Not only did he help Alex Winter and Keanu Reeves save the world, but also put together the authority on…Oct 18, 2022Oct 18, 2022
Ryan SmithFINRA’s April 2022 Disciplinary and Other ActionsAs noted recently, FINRA’s monthly publication of its Disciplinary and Other FINRA Actions offers various insight and teaching moments…May 3, 2022May 3, 2022
Staney Joseph 🎖️Tokenized Securities: Reshaping Traditional Financial MarketsThe financial landscape is undergoing a significant transformation driven by the emergence of blockchain technology. One of the most…Feb 24
SEC Lawyer 101Form S-3 Registration For NASDAQ, NYSE and OTC Markets Public CompaniesRegistration Statements on Form S-3 is a short form registration statement under the Securities Act of 1933, as amended (the “Securities…Jan 25
AkyllesWHAT IS A SECURITY IN US LAW?In the United States, the term “security” is defined by federal law as any note, stock, treasury stock, bond, debenture, certificate of…Dec 30, 2022
Ryan SmithWith Apologies to George Carlin | Practus, LLPGeorge Carlin was one of the best. Not only did he help Alex Winter and Keanu Reeves save the world, but also put together the authority on…Oct 18, 2022
Ryan SmithFINRA’s April 2022 Disciplinary and Other ActionsAs noted recently, FINRA’s monthly publication of its Disciplinary and Other FINRA Actions offers various insight and teaching moments…May 3, 2022
Jonathan Kurta, Esq.The Future of FINRA Arbitration Hearings: Winning Awards on ZoomSecurities law firm Fitapelli Kurta recently won a six-figure award for a client, through a FINRA arbitration hearing that took place over…Mar 1, 2021
Jonathan Kurta, Esq.Why You Should Hire a Lawyer for FINRA ArbitrationWhen investors hire the services of a financial advisor, they agree to litigate any disputes they may have with their broker via binding…Sep 9, 2020
Jonathan Kurta, Esq.Legaspy v. FINRA: No, Your FINRA Arbitration Isn’t Too Complex for ZoomWould you feel confident attending legal proceedings via a Zoom call? Do you think presenting complex documents in a virtual meeting might…Aug 19, 2020
