ING & CBA use Ascent technology in successful MiFID II regtech pilot

Project uses NLP and AI to save hundreds of hours of manual processing time

Ascent Technologies Expands Executive Team with CRO and VP of Product

An introduction to Intelligence-as-a-Service

Creating “Intelligence”

Ascent Technologies Releases MiFID II Compliance Channel

Solution provides firms with targeted regulatory processes compliant with MiFID II requirements

Q1 Product Update

We’ve been busy at Ascent HQ! From fashioning a new dashboard to creating a more robust reporting feature and everything in between, we’ve revamped the Ascent Navigator to give you everything you need to stay out of the penalty box and ahead of your regulators.

If You Have 10,000 Regulations . . .

“If you have 10,000 regulations, you destroy all respect for the law.” — Winston Churchill

One thing is certain: The growth in the number of laws and regulations is staggering, and this growth — not only in depth of rules, but breadth of…

On the Quantitative Value of Diversity

Ascent recently had the privilege of showing our support of ChickTech, a women-in-tech nonprofit that empowers women to stay in tech and encourage girls to join. As a sponsor of the Career Fair at the organization’s ACT-W Conference in Chicago, we had the…

Regulation Strangulation

So, here’s a quick rundown of applicable regulations to registered entities based on review of four regulators (CME/CFTC/ICE/NFA):

1. FCM: 1,457
2. IB: 847
3. CTA: 566
4. CPO: 659