Part 5 — Statistical Mechanics: Probing the Dynamic Behavior in Genomic Systems

Freedom Preetham
Mathematical Musings
6 min readNov 5, 2023

The voyage into the genomic universe continues as we harness the powers of statistical mechanics to decipher the dynamic behavior underpinning genomic interactions. As we delve deeper into the statistical ensemble of genomic states, we encounter partition functions, Hamiltonians, entropy, and other statistical mechanical constructs that furnish a profound comprehension of the genomic grammar.

This Article is Part of a 6-part Blog Series

Part 1 — A Rigorous Mathematical Exposition on N-Dimensional Genomic Grammar vs One-Dimensional Linguistic Grammar

Part 2 — Tensor Representation

Part 3 — Algebraic Topology: Charting the Topological Landscape

Part 4 — Differential Geometry: Unveiling the Geometric Structure

Part 5 — Statistical Mechanics: Probing the Dynamic Behavior

Part 6 — Tensor Algebra: Navigating Through Multidimensional Interactions

What are Genomic States?

Before we dive deep into the math, let’s understand what are the genomic states represented by the governing math equations in the blog series.

Cellular Differentiation States

In multicellular organisms, cells differentiate into various types to perform specialized functions. Each cell type, such as muscle cells, nerve cells, or blood cells, represents a different genomic state characterized by a unique pattern of gene expression and epigenetic modifications.

Other way to think about this is that each type of cellular differentiation represents a unique coordinate in the n-dimensional genomic space, where dimensions could include gene expression levels, epigenetic marks, transcription factor binding, and more.

Example:

Muscle Cell State:

  • High expression of muscle-specific genes like MYOD1, MYOG, and muscle-specific microRNAs.
  • Epigenetic marks like H3K27ac and H3K4me3 around muscle gene promoters indicating active transcription.

Nerve Cell State:

  • High expression of neuron-specific genes like NEUROD1, NEUROG2, and neuron-specific microRNAs.
  • Methylation patterns repressing muscle and other non-neuronal gene loci.

Disease vs Healthy States

Genomic states can also be characterized in the context of diseases. The genomic state of a cancer cell is significantly different from that of a healthy cell.

Hence the genomic states of healthy and diseased cells are represented by different coordinates in the n-dimensional genomic space, reflecting alterations in gene expression, mutation status, and other genomic and epigenetic features.

Example:

Healthy Liver Cell State:

  • Normal expression of liver-specific genes and metabolic genes.
  • Absence of significant mutations.

Liver Cancer Cell State:

  • Over-expression or under-expression of certain genes, perhaps due to mutations or epigenetic alterations.
  • Presence of oncogenic mutations, e.g., mutations in TP53 or KRAS genes.

Response to Environmental Stimuli

Cells respond to external stimuli by altering their genomic state. This can be seen in how cells respond to pathogens, drugs, or nutritional changes.

The transitions between genomic states in response to environmental stimuli are akin to trajectories in the n-dimensional genomic space, driven by changes across multiple genomic dimensions.

Example:

Starvation State in Yeast:

  • Upregulation of genes involved in gluconeogenesis and fatty acid oxidation.
  • Downregulation of genes involved in glycolysis and fatty acid synthesis.

Response to Antibiotic Treatment:

  • Bacterial cells might enter a dormant state to survive antibiotic treatment, characterized by a downregulation of metabolic genes.
  • Alternatively, they might upregulate genes involved in antibiotic resistance.

Each of these examples showcases how different factors, whether internal or external, can lead to different genomic states, each with its unique pattern of gene expression, epigenetic modifications, and other genomic features. Understanding these states and the transitions between them is crucial for a deeper understanding of biology and for developing interventions for diseases.

5. Statistical Mechanics

5.1 Partition Function: The Statistical Sum

Central to statistical mechanics, the partition function Z(Γ) encapsulates the statistical sum over all conceivable states of the genomic system, forming the cornerstone for the ensuing analysis.

where β symbolizes the inverse temperature, modulating the influence of energy terms, while H(G) stands for the Hamiltonian of the genomic system, offering a lens into the energy landscape of genomic interactions.

Genomic Interpretation:

The partition function embodies a statistical ensemble of genomic states. Each term in the sum represents a specific genomic state, with its weight in the ensemble governed by the energy of that state as depicted by the Hamiltonian H(G). The partition function serves as a bridge, translating the energy landscape into probabilities of occupying different genomic states, hence playing a pivotal role in understanding the statistical behavior of genomic systems.

5.2 Hamiltonian: The Energy Landscape

The Hamiltonian H(G) quantifies the energy of a genomic state G, structured as a sum over energy terms corresponding to various genomic interactions and regulations.

where ϵi​ are the energy levels, ni​ are the occupation numbers, and Vij​ represents interaction energies between genomic elements.

Genomic Interpretation:

The Hamiltonian provides a quantitative measure of the energy associated with a particular genomic state. It encompasses energy contributions from gene expressions, epigenetic modifications, and other genomic interactions. The structure of the Hamiltonian, thus, reveals the energy landscape underlying the genomic grammar, paving the way for a statistical mechanical analysis of genomic systems.

5.3 Canonical Ensemble: Statistical Behavior

In the canonical ensemble, the probability of the system occupying a particular genomic state G is governed by the Boltzmann distribution:

Genomic Interpretation:

The Boltzmann distribution unveils the probabilistic nature of genomic interactions. It reflects the likelihood of a genomic state in terms of its energy, delineating a statistical portrayal of the genomic grammar.

5.4 Entropy: Disorder and Information

Entropy S encapsulates the disorder or randomness in genomic systems, delineated by:

where k is the Boltzmann constant.

Genomic Interpretation:

Entropy serves as a measure of disorder or uncertainty associated with the genomic states in an ensemble. It also quantifies the amount of information required to specify a particular genomic state, hence playing a crucial role in understanding the informational aspect of genomic grammar.

5.5 Free Energy: Thermodynamic Potential

The Gibbs free energy F amalgamates the internal energy, entropy, and temperature of the system:

where U is the internal energy, T is the temperature, and S is the entropy.

Genomic Interpretation:

The free energy serves as a thermodynamic potential dictating the direction of genomic interactions and regulations. Minimization of free energy drives the system towards equilibrium states, providing a thermodynamic viewpoint to the genomic grammar.

5.6 Fluctuations and Response Functions: Genomic Stochasticity

Fluctuations in genomic states are intrinsic to the dynamic behavior of genomic systems. The fluctuation-dissipation theorem bridges the fluctuations to the response of the system to external perturbations. Response functions like susceptibility χ characterize the system’s response to external fields.

where M is an analog to magnetization, and H represents external fields.

Genomic Interpretation:

Fluctuations reflect the stochastic nature of genomic interactions. The response functions delineate the responsiveness of genomic systems to external stimuli, showcasing the inherent stochasticity and adaptability of genomic systems.

5.7 Heat Capacity: Temperature Dependence

The heat capacity C at constant volume is a measure of the temperature dependence of the internal energy:

Genomic Interpretation:

The heat capacity provides insights into how genomic interactions and regulations respond to temperature variations, showcasing the thermal stability and adaptability of genomic systems.

5.8 Ensemble Averages: Genomic Observables

Ensemble averages offer a pathway to compute observable quantities in genomic systems:

Genomic Interpretation:

Ensemble averages render a statistical mechanical framework to compute and analyze genomic observables, illuminating the ensemble behavior of genomic systems.

Part-5 Musings

The exploration into statistical mechanics offers a statistical lens to explore the n-dimensional genomic grammar. Through the partition function, Hamiltonian, canonical ensemble, entropy, free energy, fluctuations, heat capacity, and ensemble averages, a statistical narrative of genomic interactions and regulatory mechanisms unfolds. Each mathematical domain ventured into unveils a new facet of the complex genomic landscape, gradually deepening our understanding of the dynamic intricacies inherent in the language of life.

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