So, here’s a quick rundown of applicable regulations to registered entities based on review of four regulators (CME/CFTC/ICE/NFA):
When we’re asked to describe what we do at Ascent, we strive to educate our customers and partners on a new, burgeoning industry: “RegTech,” short for Regulatory Technology. We’re often mistakenly lumped into the exploding “FinTech” community, but this characterization isn’t wholly accurate…
We’re absolutely thrilled to welcome Chris Doyle, previously CTO at PrettyQuick, to our executive team! As CTO, Chris will lead our technology team to quickly bring our initial product offering out of beta as a trusted, efficient compliance platform.